I finally decided to read Peter Strawson’s essay, Freedom and Resentment, as it seems to be a somewhat seminal work. As the essay is part of a larger collection, Freedom and Resentment and Other Essays, I also read Strawson’s autobiography, which is interesting. I especially enjoyed the part where he had published a piece only to discover that it dovetailed with some of Frege’s work and was cast as the Frege-Strawson view despite him never having read Frege.
Although on a lesser scale, I feel this captures some of my circumstances where I feel I have some original thought only to discover that someone’s already been there, in some cases before I was even born—or before my grandparents for that matter. There is just so much to read and time is a limited resource. In any case. Moving on.
He begins with these two sentences:
Some philosophers say they do not know what the thesis of determinism is. Others say, or imply, that they do know what it is.
Strawson employs the terminology of optimism and pessimism. These are in consideration of the notion of free will. Each claims that as far as we know, determinism cannot be shown to be false. But optimists believe that we can assume we have an adequate basis for moral practices whilst pessimists believe that we cannot make this assumption, so we must find some other basis; this means that the pessimists are forced to concede that although determinism cannot be proven to be false, it must nonetheless be false.
Some pessimists “hold that if the thesis [of determinism] is true, then the concepts of moral obligation and responsibility really have no application, and the practices of punishing and blaming, of expressing moral condemnation and approval, are really unjustified.”
Some optimists “hold that these concepts and practices in no way lose their raison d’être if the thesis of determinism is true.”
as far as we know, determinism cannot be shown to be false
A genuine moral sceptic may hold that “the notions of moral guilt, of blame, of moral responsibility are inherently confused and that we can see this to be so if we consider the consequences either of the truth of determinism or of its falsity.”
Like Frege to Strawson, I now find myself adopting his line of argumentation—that people presume people to be competent agents by default unless exempted as non compos mentis and such. If one or more of these mitigating factors is not present, then one may be considered to be a morally responsible agent. (In my mind, this creates many false positives in the resultant sample, but let’s continue.)
Then he establishes the groundwork for moral obligation and responsibility to arrive here:
Strawson contrasts optimistic with pessimistic with a smattering of sceptics.
If I am asked which of these parties I belong to, I must say it is the first of all, the party of those who do not know what the thesis of determinism is.
But this does not stop me…
Desert is his next topic. What does the threshold of the agent to have to deserve “blame or moral condemnation”?
Effectively, Strawson separates determinists and libertarians (philosophical, not the capital-L political flavour).
He distinguishes reasons from rationalisation, with the former having more weight and the second being akin to excuses. Here, he tries to tease out notions of positive and negative freedoms on a concept defined negatively, i.e., the absence of some deficiency. He also calls out supporters for not only having an insufficient basis but “not even the right sort of basis”.
Strawson makes a point to delineate desert as following from a positive act rather than some omission, allowing for ignorance to serve as an escape clause. Being an older publication, he points out the by-now obvious contradiction between freedom and determinism, but he continues to clarify the waffling between various definitions of freedom, hiding behind the ambiguous meaning, whether intentioned or not.
Soon enough, he notes a challenge. Humans have a cognitive bias wherein they have a difficult time maintaining an objective attitude toward people who we interact with. Instead, we engage in participant reactive attitudes. This is to say that we make judgments we would not make on a non-reactive object. If we bump into a chair (object), we don’t activate the same mental protocols as if we bump into a person (participant reactive). In the latter case, our blame-resentment mechanism is activated. This may result in feelings of ‘resentment, gratitude, forgiveness, anger‘ or some sort of reciprocated love in another instance. In the end, he supposed that we blame people because we have reactive attitudes toward them.
Ultimately, irrespective of whether determinism is true or not, we cannot seem to control our personal reactive urges, so we need to deal with it.
To be honest, I don’t feel I got a lot out of this essay. Perhaps it just didn’t age well or others have already incorporated this into their work, so the logic may be sound, but it doesn’t feel particularly profound. I can tick off the ‘read this’ box and move on.
In this segment, I ponder the interplay between blame and Causa Sui. I’ll discuss the implications for moral responsibility as well as legal responsibility, which are not as in sync as one might imagine they might be.
Video: Blame & Causa Sui
To the uninitiated, Western legal systems have no pretensions about being about morality or justice. Legal systems are designed to maintain power structures and the status quo. They are deontological machines, making them prime targets for automation by the machine learning associated with artificial intelligence. This would also diminish the power of rhetoric over facts to some extent. But, I am no legal scholar, and all of this will have to wait for another segment.
I recently shared a video on causa sui and the basics of blame and blameworthiness, so I want to intersect those topics here.
Peter Strawson suggested that for humans, blame is a reactive response. It’s reflexive like having your knee jerk when tapped. Essentially, his position is that if blame didn’t naturally exist, we’d have to invent it, mirroring Voltaire’s quip, ‘If God did not exist, it would be necessary to invent Him’. Of course, this is because they serve the same power control purpose.
If God did not exist, it would be necessary to invent Him
Voltaire
To be fair, blame is closer to real than God, but the point remains. Strawson’s point is also that humans are saddled with blame and it’s not going anywhere no matter how nebulous it becomes in execution. It’s natural.
To me, this starts to sound suspiciously like a naturalistic fallacy. Humans seem to selectively cherry-pick which so-called natural tendencies they choose to defend. One might use nature to argue that female sexual availability begins at menstruation, and yet we have decided to ignore this and defer this on the grounds of civility. It’s obvious that we could consider blame to be an animal instinct we want to domesticate away, but because it serves other purposes, per Strawson’s perspective, it’s a useful tool. But what’s the causa sui challenge. Let’s quickly recapitulate.
Causa sui argues that one cannot be the cause of oneself, ex nihilo. Being full products of nature and nurture to adopt the lay parlance, any blameworthiness lies with the sources or creators. Since we are concerned with moral responsibility, we can eliminate nature forthrightly. Nature may be responsible—by many estimations approximately 40 per cent responsible—, it possesses no moral agency. And if the individual is not responsible, then we are left with the environment and society, including the social environment. Of course, the environment gets off the hook in the same manner as the genetic and hereditary factors of nature.
Before we consider society, let’s regard the individual.
Albeit the brain-as-computer is a bit facile, it’s still good enough for illustrative purposes. When you are born, your cognitive hardware is installed, as are your edge peripherals and update protocols. Any of these can become damaged through some degenerative processes, or external environmental factors, but since my interest is in optimistic rather than pessimistic scenarios, I’ll ignore these instances. Given that blameworthiness is directly related to presumed cognitive processing, factors that diminish these faculties, mitigate blameworthiness and factors than increase it, ameliorate it.
As a—quote—’normal’ child becomes an adolescent and then an adult, the probability it will become blameworthy, increases with age, ceteris paribus. A person with cognitive deficits or conditions such as aphasia or dementia decreases the probability of blame assignment. Even temporary impairment mitigates judgment—oh, she was drunk.
So, following the brain-as-computer analogy, your brain is a CPU with a self-updating cognitive operating system and instruction set. Essentially, there is also short and long-term memory. In the case of cognitive deficits, one of these components might be effectively broken. The CPU might process too slowly; it might misinterpret what it receives; there may be issues with the sense organs or the nerves that transport signals.
I’ve got a mate who, due to medical malpractice at birth, experienced nerve damage. Although his eyes and brain are normal, his optic nerve cannot carry signals very well, effectively leaving him blind. Neither can he taste nor smell. So there’s that.
But assuming that this processing and storage hardware are intact, the causa sui constraint still applies, but let’s spend some time evaluating societal interactions.
All inputs come from society—cultures and subcultures. Apart from misinterpreted processing scenarios, if a person doesn’t receive a particular moral instruction set, that person should surely be considered to be exempt from moral blame. It may be difficult to assess whether an instruction has been input. This is a reason why children are categorically exempted: they may not have received all of the expected moral codes, they may not have been stored or effectively indexed, and their processing hardware is still in development—alpha code if you will. Brain plasticity is another attribute I won’t spend much time on, but the current state of science says that the brain is still not fully developed even by age 30, so this is certainly a mitigating factor, even if we allow leeway for the causa sui argument.
I mention subculture explicitly because the predominant culture is not the only signal source. A child raised by, I don’t know, say pirates, would have an amended moral code. I am sure we can all think of different subcultures that might undermine or come at cross odds with the dominant culture, whether hippies, religious cultists, militia groups, racial purist groups, and so on.
So, a commonly held moral in the subdominant group may counter that of the prevailing one. An example that comes to mind is some religious organisations that do not agree with human medical intervention. There have been cases where parents have allowed a child to die from an otherwise curable condition. Although in the United States, there is a claim of freedom of religion—a claim that is spotty at best—, parents or guardians in situations like these have been convicted and sentenced for following their own moral codes. But as with all people, these people are as susceptible to the limitations of causa sui as the rest of us. They are not responsible for creating themselves, but moral responsibility was asserted based on the beliefs of the prevailing culture. Even besides the legal context, persons in the larger society would likely blame the parents for their neglect—though they may be praised for being resolute in their righteousness by their in-group. This just underscores that morality is a collection of socially constructed conventions rather than something more objective.
Returning to causa sui, let’s say a person commits an act that society would typically assign blame. Rather than exercise some act of retributive justice—a concept with no foundation in a causa sui universe—the course of action was remediation. In this case, the desired moral instruction would be delivered thereby seemingly making the moral offender blameworthy. But would they be?
Presumably, (for what it’s worth) psychologists would evaluate the subject for competency in maintaining the programming. In the case of the aforementioned religious parents, they may be threatened with retribution for not abiding by the superseding rules of the prevailing power structure.
Although I might personally allow some leeway even with the causa sui in full force and effect, but I can’t say that I have much faith in the ability of humans to make a correct assessment. My impression is that any assessment would be one of convenience than something sounder.
Perhaps I’ll produce a more robust segment on retributive justice, but my feeling is that retributive justice is an area that legal systems should avoid altogether. If necessary, focus on restorative justice, rehabilitation (or ‘habilitation’ as the case might be) and quarantine models to ensure any bad actors are contained away from society. Again, this puts individuals at the mercy of cultures they find themselves a part of. I am not going to delve into this any further save to remind the listener of gang initiation schemes where a person needs to kill a member of a rival gang to become a trusted member. This is their moral code—quite at odds with the mainstream.
So there you have it. Owing to causa sui constraints, a person cannot be ultimately responsible for their actions. My primary thesis is—apart from metaphorical equipment failures—that any moral responsibility falls wholly on the society or culture. Full stop. And this isn’t as foreign as one might first feel. Although for most people blame is natural, in an individualistic society, people are interested in finding the culprit. In collectivist cultures, any culprit might do. Perhaps I’ll share some stories in a future segment. Meantime, what are your thoughts on moral responsibility? Can someone be ultimately responsible? Some have said the ‘ultimate responsibility’ is a philosophical red herring and that we can still hold someone responsible, even if not in the ultimate sense, which causa sui disallows. Are you more in this camp? Is this enough to mete out so-called retributive justice? For me, retributive justice is a euphemism for vengeance, and justice is a weasel word. But that’s just me, and perhaps a topic for another segment.
Are there any topics you’d like me to cover? Leave a comment below.
When I was writing my review of Elbow Room, this categorical syllogism came to mind:
P1: All agents are responsible
P2: I am an agent
C: Therefore, I am responsible
Now I want to unpack it.
Podcast: Audio rendition of this page content
The first premise is that all agents are responsible. Of course, this hinges on how one defines agent and responsibility. It also depends on the scope, especially of the agent but to some extent also the scope of responsibility.
Leveraging the Causa Sui argument, the agent is a social construct and can only be responsible to what extent s/he has been programmed as well as the ability to maintain and process the programming effectively—so without bugs to continue with the parlance.
If the agent is immature or defective, expectations of responsibility are diminished.
If certain inputs were not given, there is no reason to assume a related command would be executed. This is why so much time and energy is spent on programming and evaluating children.
This first premise is predicated on the pathological need to blame. Unwritten behind the responsibility claim is that I feel compelled to blame. Blame requires responsibility, so if I want to blame someone, they must be responsible. In any given circumstances, I may feel the urge to blame anyone, so all agents [eligible people] are worthy of blame. There is no particular reason to exclude myself, so I too am blameworthy. What’s good for the goose is good for the gander, eh?
Goose and Gander. Strike that pose.
As PF Strawson said, even if moral responsibility couldn’t possibly exist, it would be invented because people need to blame. This is in line with Voltaire’s commentary on God.
Si Dieu n’existait pas, il faudrait l’inventer. If God did not exist, it would be necessary to invent him.
Voltaire
We can all look around and see how pervasive the god delusion is. Moral responsibility is even more insidious. In principle, moral gods were invented for just this purpose. An omnipresent judge was needed to keep the big house in check.
Where I Stand
From my perspective, I do feel that a person in the space of Dennett’s elbow room can have responsibility. Being a non-cognitivist, I have more difficulty accepting the arbitrary imposition of morality, but I understand the motivation behind it.
The problem I have is that mechanisms to ensure that the inputs and processes are all in order and there are no superseding instructions are not in place. Moreover, if the superseding instruction does not comport with the will of the power structure, it will be marginalised or ignored. This is a limitation of morality being a social construct, and none of this gets past the ex nihilo problem causa sui invokes, so we end up cursing the computer we’ve invented. O! monster of Frankenstein. O! Pygmalion.
Even the moral sceptic is not immune from his own form of the wish to over-intellectualize such notions as those of moral responsibility, guilt, and blame. He sees that the optimist’s account is inadequate and the pessimist’s libertarian alternative inane; and finds no resource except to declare that the notions in question are inherently confused, that ‘blame is metaphysical’.
PF Strawson, Freedom and Resentment
Quote from Freedom and Resentment and Other Essays by PF Strawson
Part of my central thesis of non-agency is centred on the notion of blame, and it seems PF Strawson has a lot to contribute in this arena. In short, given my lack of belief of material human agency, I wish to investigate the connection between seemingly innate impulses to project blame and the absence of a blameworthy object.
In order to devote more time to researching and writing my thesis and less time editorialising elsewhere, I may post some shorter content such as these gems that I stumble upon along the way. This facilitates my desire to create and share content without the burden of devoting hours to render it. It also gives me places to come back to.
I only hope that you don’t blame me for doing so.
Meantime, indulge my recording my thoughts here in the public space.
What is blame?
We don’t have very precise definitions of blame, we have an intuitive sense of what it means. There is a subject (or object, as the case might be) that creates (or has been attributed to have created) an action that results in an interaction on an object (or process) with a subsequent effect and a notion of intentionality. But we have to parse casual effect, responsibility, and blame as they are not strictly equivalent. Let’s begin with a causal event.
I believe that on balance the causal event process and object interaction is uncontroversial. A billiard ball (Object A), through directed (or undirected) motion, collides (action) with a second billiard ball (Object B) with the subsequent effect of displacing the second ball.
What we can claim in this scenario is that A → B, A causes B to move. Except in the loosest of idiomatic speech, we can’t really extend this causal relationship to claim that A is responsible for B’s movement. Even further removed, one can’t claim that A is to blame for B’s movement.
Responsibility and blame are different moral claims attributed to an agent. I feel I am safe to claim that a billiard ball has no agency. Whilst human agency is defined as an individual’s capacity to determine and make meaning from their environment through purposive consciousness and reflective and creative action (Houston, 2010), an agent in a more general sense is a being with the capacity to act, and ‘agency’ denotes the exercise or manifestation of this capacity.
The word blame is infused with negative connotations. Praise is a loose antonym with positive connotations, but I won’t focus on it because it is not nearly as heavy and operates semantically differently. In any case, I feel justified to cross blame from the list of possible qualifiers for the billiard ball scenario.
Is A responsible for B? Again, I believe that most people do not assign responsibility to inanimate objects—notwithstanding animism, pantheism, and possibly panpsychism.
Here are some diagrammes.
Above, there is only cause and effect. We can intuit that the movement of Object A is not uncaused. Even so, it careens into Object B, causing it to move. And while one could say A is responsible for moving B, this would be non-standard English language use.
If one pulls back to catch a wider glimpse, one can see that the cause of Object A striking Object B, was a person striking Object A (possibly with a cue stick). Here, the casual event chain is the person causing A to strike B. Two cause-effect relationships at a macro level. However, in this case, we can also say that the person is responsible for the event to set A into motion. We can also say that the person caused B to move (by the way of Object A). Even here, blame would be inappropriate to assert.
We may be able to reframe the scenario slightly differently to get blame into the picture, but let’s take a short detour and create a praise situation. If Object B is hit into a pocket, we can praise the person. Perhaps this shot wins the game. The person is responsible for making the shot.
In scenario B, the person misses the shot. Moreover, Object A does collide with Object B, but perhaps Object B is the 8 ball, and it was not supposed to be pocketed yet. Or perhaps the cue ball deflects off of Object B causing A to scratch because it falls into a pocket. Either of these situations might cause the person to lose the match. A mate may blame this person for being responsible for the loss.
Before moving on, I’ll point out that one distinction that affords blame more weight than praise is the ongoing psychology. Whilst with praise, a person may reflect fondly on a positive event, there is not really a counter to a grudge in the case of blame. And while praise can be misattributed with benefits to social capital, misdirected blame can result in a loss of social capital with longer-term implications.
Perhaps someone unseen pushes you into another person causing them to be injured. You may have been the cause of this person being injured, but like the billiard ball, Object B, you are not morally responsible. Moreover, you may be the target of blame.
These are rather low-stakes scenarios. Imaging these as legal negligence or in a criminal setting. Innocent people are routinely convicted for crimes they never committed. Perhaps, they had been previously unaware of any of the actors or events, yet they are blamed and fined or incarcerated.
This isn’t my interest to discuss at the moment. This is a different scope, so let’s return to the main theme.
In the low-stakes billiards example we can say that the person seems to have agency. For trivial events, we can ignore whether this is more than seeming. In essence, we can ignore the antecedent event arrow that caused the person to be in a situation to have the opportunity to strike the ball in the first place. We’ll return to this later.
As a person dismissive of individual human agency, of course, I am not going to rate the probability of collective agency highly. However, I am very drawn to this topic because I am sure there will be attempts to make parallels and connexions between the individual and the collectives. My guess is that attacks by those who support individual agency yet deny collective agency will pose arguments that will in the end undermine their own position that they will nonetheless cling to.
Colloquium Poster
This event is being broadcast on Zoom on 21 through 23 July 2022 from 17:00 – 21:00 Tawain Time (GMT +8).
Conversational topics will be (i) The Reality of Free Will and (ii) The Loci of Responsibility, two topics near and dear to my interest.
A question that exercises the minds of philosophers is the existential status and role of groups and collectives. Do ‘forests’ exist, or are there just trees in proximity? Do “herds” exist, or are there just elephants? Perhaps the answers to these questions are of little consequence, but there are other, more interesting questions like, for example:
Do collectives act as single units, and if so, how? Do properties of individuals ‘scale’? For example, we readily attribute consciousness and intelligence to individual humans, can we also attribute consciousness and intelligence to a committee, or community? How is a collective conscious or intelligent? Also, individuals have ‘agency’ – they can/do exercise their individual “will” – but does a collective have a “will”, or “agency”? Does a large population of agents (a ‘country’, say) have a ‘will’ of its own? Does a country have ‘free will’,, and ‘know’ what it is ‘doing’? Do such questions even make sense?
On July 21-23, the National Taiwan University is holding a mini-conference about such “social ontology” conundrums, via ZOOM: https://ucl.zoom.us/j/98941995734, Zoom room ID:989 4199 5734
Physicist, Sean Carroll, gives Robert Lawrence Kuhn his take on free will. I was notified about this when it was posted, and given the topical subject matter, I took the 8-odd minutes to listen to it straight away.
I wish I had been there to pose a follow-up question because, although he provided a nice answer, I feel there was more meat on the table.
Like me, Sean is a Determinist who feels that the question of determinism versus indeterminism is beside the point, so we’ve got that in common. Where I feel we may diverge is that I am an incompatibilist and Sean is a compatibilist. I could be interpreting his position wrong, which is what the follow-up question would be.
I say that Sean is a compatibilist because he puts forth the standard emergence argument, but that’s where my confusion starts. Just to set up my position for those who don’t prefer to watch the short clip, as a physicist, Sean believes that the laws of physics, Schrödinger’s equation in particular.
We have an absolutely good equation that tells us what’s going to happen there’s no room for anything that is changing the predictions of Schrödinger’s equation.
— Sean Carroll
Schrödinger’s Equation
This equation articulates everything that will occur in the future and fully accounts for quantum theory. Some have argued that quantum theory tosses a spanner into the works of Determinism and leaves us in an Indeterministic universe, but Sean explains that this is not the case. Any so-called probability or indeterminacy is captured by this equation. There is no explanatory power of anything outside of this equation—no souls, no spirits, and no hocus pocus. So far, so good.
But Sean doesn’t stop talking. He then sets up an analogy in the domain of thermodynamics and statistical mechanics and the ‘fundamental theory of atoms and molecules bumping into each other and [the] emergent theory of temperature and pressure and viscosity‘. I’ve explained emergence in terms of adding two hydrogen and one oxygen atom to create water, which is an emergent molecule with emergent properties of wetness.
My position is that one can view the atomic collection of matter at a moment as an emergent property and give it a name to facilitate conversation. In this case, the label we are applying is free will. But there is a difference between labelling this collection “free will” as having an analogous function to what we mean by free will. That’s a logical leap I am not ready to take. Others have equated this same emergence to producing consciousness, which is of course a precursor to free will in any case.
Perhaps the argument would be that since one now has emergent consciousness—I am not saying that I accept this argument—that one can now accept free will, agency, and responsibility. I don’t believe that there is anything more than rhetoric to prove or disprove this point. As Sean says, this is not an illusion, per se, but it is a construction. I just think that Sean gives it more weight than I am willing to.
Caruso: [Dan,] you have famously argued that freedom evolves and that humans, alone among the animals, have evolved minds that give us free will and moral responsibility. I, on the other hand, have argued that what we do and the way we are is ultimately the result of factors beyond our control, and that because of this we are never morally responsible for our actions, in a particular but pervasive sense – the sense that would make us truly deserving of blame and praise, punishment and reward. While these two views appear to be at odds with each other, one of the things I would like to explore in this conversation is how far apart we actually are. I suspect that we may have more in common than some think – but I could be wrong. To begin, can you explain what you mean by ‘free will’ and why you think humans alone have it?
Gregg Caruso
Dennett: A key word in understanding our differences is ‘control’. [Gregg,] you say ‘the way we are is ultimately the result of factors beyond our control’ and that is true of only those unfortunates who have not been able to become autonomous agents during their childhood upbringing. There really are people, with mental disabilities, who are not able to control themselves, but normal people can manage under all but the most extreme circumstances, and this difference is both morally important and obvious, once you divorce the idea of controlfrom the idea of causation. Your past does not control you; for it to control you, it would have to be able to monitor feedback about your behaviour and adjust its interventions – which is nonsense.
In fact, if your past is roughly normal, it contains the causal chains that turned you into an autonomous, self-controlling agent. Lucky you. You weren’t responsible for becoming an autonomous agent, but since you are one, it is entirely appropriate for the rest of us to hold you responsible for your deeds under all but the most dire circumstances.
Daniel Dennett
if your past is roughly normal, it contains the causal chains that turned you into an autonomous, self-controlling agent
Dan Dennett
So commences this debate. The argument unfolds largely on semantic grounds. Even here, one can see the debate over the distinction between control and causation. I understand what Dennett is attempting to parse here, but I object on the grounds of causa sui.
I recommend reading the Aeon article as there is much more than this distinction, but it does remain a semantic issue. I started a post on backwards- and forward-looking perspectives, that better articulate Caruso’s perspective, but I am also working on other things. This was quicker to post and I wanted to keep a bookmark anyway, so it’s a win-win.
Self and identity are cognitive heuristic constructions that allow us to make sense of the world and provide continuity in the same way we create constellations from the situation of stars, imagining Ursa Major, the little dipper, or something else. The self and identity are essentially expressions of apophenia.
Consider this thought experiment about responsibility. Rob decides to rob a bank. He spends weeks casing the target location. He makes elaborate plans, drawing maps. and noting routines and schedules. He gets a gun, and one day he follows through on his plans, and he successfully robs the bank, escaping with a large sum of money in a box with the name of the bank printed on it. Rob is not a seasoned criminal, and so he leaves much incriminating evidence at the scene. To make it even more obvious, he drops his wallet at the scene of the crime containing his driver’s licence with fingerprints and DNA on the licence and other contents of his wallet. He leaves prints and DNA on the counter where he waited for the money. This wallet even contains a handwritten checklist of steps to take to rob this bank—the address of the bank, the time and date. All of this left no doubt about who robbed the bank.
The self and identity are essentially expressions of apophenia.
Using this evidence, the police show up at Rob’s apartment to arrest him. They knock on the door and identify themselves as law enforcement officers. Rob opens the door and invites them in. All of the purloined money is still in the box with the name of the bank printed on it. It’s on a table in plain sight next to the gun he used. All of his maps, plans and, surveillance notes are in the room, too. They read him his rights and arrest him. Things aren’t looking good for Rob.
Before I continue this narrative, ask yourself is Rob responsible for robbing the bank? Let’s ignore the question of whether Rob has agency. For this example, I am willing to ignore my contention that no one has or can have agency. Besides, the court will continue to presume agency long after it’s been determined that it is impossible because agency is a necessary ingredient to law and jurisprudence.
Is Rob responsible? Should he be convicted of armed robbery and sentenced to incarceration? Let’s make it even easier. This isn’t Rob’s first offence. In fact, he’s been in prison before for some other crimes he committed. He’s no first-time offender. Why do you think that he’s responsible? More importantly, why should he be convicted and sentenced? What should his sentence be?
Consider that the money has been recovered, no one was injured, and Rob didn’t resist arrest. At first glance, we might consider both restorative and retributive justice. I’ve purposely made it easy to ignore restorative justice as all the money was recovered. This leaves us with retributive justice. What should happen to Rob? What would you do if you were the judge? Why? Hold that thought.
Let’s continue the narrative. All of the above happened, but I left out some details. Because of course I did. After the heist, Rob returned home and he lost his balance and hit his head rendering him an amnesiac—diagnosed with permanent retrograde and dissociative amnesia. Because of the retrograde amnesia, Rob can’t remember anything prior to hitting his head. Because of the dissociation, Rob has no recollection of anything about himself, not even his name. In fact, he now only responds to the name Ash. (This is where I debate whether to have Rob experience a gender-identity swap, but I convince myself to slow my roll and focus on one thought experiment at a time.)
Because of the retrograde amnesia, Rob can’t remember anything prior to hitting his head. Because of the dissociation, Rob has no recollection of anything about himself
To make this as obvious as I can consider, Ash has no recollection of Rob, robbing the bank, or anything about Rob. Ash doesn’t know Rob’s friends or family. Ostensibly Ash is a different person inhabiting former-Rob’s body. To make it even easier, Ash is not feigning this condition. So, let’s not try to use that as an out when I ask you to reconsider responsibility.
If my experience serves as a guide, if I asked you about your response to whether Rob was responsible and what his sentence should be, you would be committed to your same response and for the same reasons, so I won’t ask again.
What I ask now is if Ash is responsible and what his sentence should be. Keep in mind that we should be able to ignore the restorative element and focus on the retributive aspect. What should happen to Ash? What would you do if you were the judge? Whether your response has changed or remained the same, why would you judge Ash this way?
Here are some considerations:
Retributive justice might serve as a lesson to other would-be offenders.
The public may not believe the amnesia excuse—even though you, as judge, are convinced thoroughly.
Ash does not believe he committed the crime and does not comprehend the charges.
Ash was surprised to discover the money and gun and was pondering how it got there and what to do with it when the police arrived at his apartment.
If released, Ash would not commit a crime in the future. (My thought experiment, my rules; the point being that Ash was no threat to society.)
From my perspective, Ash is a different person. Sentencing Ash is ostensibly the same as sentencing any person arbitrarily.
The purpose of this experiment is to exaggerate the concept of multiple selves. Some have argued that there is no self; there is just a constructed narrative stitching discrete selves together to create a continuous flow of self-ness.
Is Ash responsible for Rob’s action?
I’m interested in hearing what you think. Is Ash responsible for Rob’s action, and why or why not? Let me know.
The more I read about free will the more I feel that it is a modern invention. I don’t mean to claim that this is cut and dry, but as the image accompanying this post suggests, Sophocles’ story of Œdipus Rex is precisely about a man attempting to escape his fate. Without getting mired in a discussion about the distinction between fate and determinism, we understand that the plight of Œdipus is set in stone.
As I said, I am simplifying as I know there are authors debating free will before this, but it is also known that many people simply believed that their lives were governed. I suspect that in certain slave societies this might be a source of comfort. If Buddhist thought that life is suffering holds true, what better consolation than it was just meant to be, I might as well just make the best of it.
Enter Christianity and Aquinus. Their god may have set things up, but there can be no notion of growth or responsibility without free will, so we’d better create a narrative around this. How an omniscient creator can not know every possible plotline and twist remains a question, though rationale akin to retrograde motion has been suggested to accommodate it. Now, it seems that we’ve got a little less determined and a little freer if I think of it as a zero-sum game.
Si Dieu n’existait pas, il faudrait l’inventer
Voltaire, Épître à l’Auteur du Livre des Trois Imposteurs (1769)
By the time Kant enters the picture, he rather spills the beans on the whole narrative. Perhaps riffing on Voltaire’s quip, ‘If God did not exist, it would be necessary to invent Him‘. Kant tells us that if we need to blame people and presume responsibility, then we need to assume free will. And so we did.
In this day and age, most people have been marinated in this worldview, so it’s difficult to see outside of this frame. The rhetoric of free will has been particularly effective. Though we have evidence of free will not being dominant in some cultural conversations, we have little idea in preliterate societies. I’d be interested to gain additional perspective from historians or anthropologists. Some may have already been published. I’ve already been so overwhelmed with the deluge of information and opinions to date. I’ve learned much and have been introduced to many new scholars. As I wrote the other day, this is somewhat daunting. I wish I were a grad student and could justify spending so much time trying to justify my position.
The Appointment in Samarra*
There was a merchant in Bagdad who sent his servant to market to buy provisions and in a little while the servant came back, white and trembling, and said, Master, just now when I was in the marketplace I was jostled by a woman in the crowd and when I turned I saw it was Death that jostled me. She looked at me and made a threatening gesture, now, lend me your horse, and I will ride away from this city and avoid my fate. I will go to Samarra and there Death will not find me. The merchant lent him his horse, and the servant mounted it, and he dug his spurs in its flanks and as fast as the horse could gallop he went. Then the merchant went down to the marketplace and he saw me standing in the crowd and he came to me and said, why did you make a threatening gesture to my servant when you saw him this morning? That was not a threatening gesture, I said, it was only a start of surprise. I was astonished to see him in Bagdad, for I had an appointment with him tonight in Samarra.
I was astonished to see him in Bagdad, for I had an appointment with him tonight in Samarra.
Death
I love this story of fatalism. Originally from the Babylonian Talmud, Sukkah 53a, it’s a story about one attempting to alter their determined fate. An interesting side-comment on the original version. The last line attributes fate to the servant’s feet.
A man’s feet are responsible for him; they lead him to the place where he is wanted
Babylonian Talmud, Sukkah 53a
This interpretation would allow for the feet to be determined but in conflict with the intellect and reason of the head, much as is said about the conflict between the head and the heart. It could be argued that the only fate this accounts for is that of death, but that’s well beyond my scope of inquiry.
Final Note
Some people seem to not quite grasp the distinction between constructed and unreal. Many things are human social constructs, from money to states and countries, to nations, to governments, to ethnicities, and to gender. Even sex. All of my favourite weasel words are constructs.
But there’s a difference between money and unicorns. No amount of money can buy you a unicorn. This is the difference between fiction and figment. We can say that money is ‘real’ insomuch as it affects our everyday lives. We transact. We buy things. We sell things. It’s an agreed-upon medium of exchange. Without going into details, long before cryptocurrency, most money is in the form of computer bits and bytes—rather it has no form. The currency and coins we can touch are a small fraction of the money that exists. The money behind your credit card or debit card is not banknotes—and it’s not gold. When a central bank wants to create money, it simply has to type a number in a computer register and press enter, and it exists.
So whilst each of these is pretend, some things are manifest in our ‘real’ world and have real-world implications. Not so much for unicorns and fairies.
* The Appointment in Samarra as retold by W Somerset Maugham (1933)
Robert Kane’s chapter in Four Views on Free Will is titled Libertarianism, and I’ve just finished it. I’ve been writing in the margins, and I’ll summarise my thoughts here.
TL;DR
As I wrote in my last post, I don’t find the Libertarian position on free will and agency compelling. Kane made some interesting points, but none persuaded me to buy what he was selling. The biggest challenge I had was to maintain focus because I think he was chasing red herrings—at least given my focus on agency. He spent a lot of time tearing down determinism and indeterminism instead of building up his own position. I feel the debate centres around agency. I waited for him to explain how this agency operated, but he just assumes agency—or at least a self to possess agency—from the start. I am not convinced. If you are interested, my more detailed commentary follows.
The Rest of the Story
My intent at the start is to approach this chronologically as I retrace my marginalia, hoping to recall whatever prompted my notes in the first place. I’ll be quoting or paraphrasing Kane’s positions to serve as a reference in the event you don’t have access to the book.
1, Determinism and the Garden of Forking Paths
Kane starts off by mentioning that determinism implies that ‘given the past and the laws of nature at any given time, there is only one possible future‘. Within this unvarying environment, he writes, ‘We believe we have free will when we view ourselves as agents‘. I don’t disagree with either of these points, and, as agents, we are ‘capable of influencing the world in various ways‘.
Kane introduces a garden of forking paths illustration, which I’ve recreated here.
Garden of Forking Paths
He uses this as a visual decision tree, where an actor traverses the branches and makes decisions at the various vertices. To breathe life into this tree, he gives us one of several forthcoming examples. He introduces us to Jane.
In his scenario, Jane is faced with a decision with one of two possible outcomes, and ‘she believes there is more than one possible path into the future available to her and it is “up to her” which of these paths will be taken‘. He continues, ‘This picture of different possible paths into the future is also essential, I believe, to what it means to be a person and to live a human life‘.
And herein lies the rub. Jane is not making these decisions in a vacuum. She is a puppet to forces beyond her control. I shouldn’t be so hard on psychology and Freud, but as Luke 23:34 of the Christian Bible relates, ‘Forgive them, for they know not what they do’.
Then Kane reinforces that if determinism were true that Jane would not have free will before bringing up the idea of responsibility, that ‘free will is … intimately related to notions of accountability, blameworthiness, and praiseworthiness for actions‘. I agree with Kane here.
Next, he invokes an emotional appeal-to-nature argument, asking us to imagine a ‘young man [who] is on trial for an assault and robbery in which his victim was beaten to death.’ He suggests that our tendency to blame this man is natural, but that we might search for mitigating circumstances that might account for his actions. He leaves us with a question, Did these influences entirely determine his actions, or did they “leave anything over” for him to be responsible for?
I have this question, too, but as I said, this is an appeal to emotion in the way Westerners have been conditioned to believe. There is little reason to accept this as some sort of universal law or principle.
2. Modern Challenges to Libertarian Free Will
He starts this section as follows, ‘I will be defending the libertarian view of free will in this volume. We libertarians typically believe that a free will that is incompatible with determinism is required for us to be truly morally responsible for our actions, so that genuine moral responsibility, as well as free will, is incompatible with determinism.’
He continues his setup, ‘A goal of this essay is therefore to consider this modern attack on the traditional libertarian view of free will and to ask how, and whether, it can be answered. Much is at stake, it seems to me, in knowing whether we do or do not have a freedom of the will of the ultimate kind that libertarians defend. The modern attack on it has two parts‘.
‘Part 1: The first prong of the modern attack on libertarian free will comes from compatibilists, who argue that, despite appearances to the contrary, determinism does not really conflict with free will at all.‘
‘[A]ccording to compatibilists, esoteric questions about whether determinism is true or not – in the physical or psychological sciences – are irrelevant to the freedoms we really care about in everyday life. All the varieties of free will “worth wanting” (as a modern compatibilist, Daniel Dennett, has put it) do not require the falsity of determinism for us to possess them, as the traditional libertarian view of free will suggests.‘
He informs the reader, ‘Influential philosophers of the modern era, such as Thomas Hobbes, John Locke, David Hume and John Stuart Mill, were all compatibilists‘.
Kane ends part 1 with, ‘If compatibilists are right, we can have both free will and determinism; and we need not worry that increasing scientific knowledge about nature and human beings will somehow undermine our ordinary convictions that we are free and responsible agents.’
I agree with this statement. It’s also why I consider agency to be the pivotal target, not determinism.
In part 2, he writes ‘The second prong goes further, arguing that libertarian free will itself is impossible or unintelligible and has no place in the modern scientific picture of the world.‘
He conveys that ‘modern defenders of libertarianism, such as Immanuel Kant, have argued that we need to believe in libertarian free will to make sense of morality and genuine responsibility, but we can never completely understand such a free will in theoretical and scientific terms.’
This is a good point, and Kant is correct. As a moral non-cognitivist, I feel that morality is a non-sensical human social construct. Inventing free will to make sense of another invention doesn’t get much sympathy from me. Kant finishes with an appeal to noumenism, yet another concept I’ve got no time for.
Next, Kane introduces us to another foe of free will, indeterminism. ‘Events that are undetermined, such as quantum jumps in atoms, happen merely by chance. So if free actions were undetermined, as libertarians claim, it seems that they too would happen by chance.’
He ends this section with two issues a libertarian must address:
The Compatibility Problem: free will really is incompatible with determinism
The Intelligibility Problem: indeterminism can be made intelligible and how, if at all, such a free will can be reconciled with modern scientific views
3. Is Free Will Incompatible with Determinism?: The Consequence Argument
Kane opens with a plea, ‘[L]ibertarians who believe free will is incompatible with determinism can no longer merely rely on intuitions about “forking paths” into the future to support their view that determinism conflicts with free will. These intuitions must be backed up with arguments that show why free will must be incompatible with determinism.‘
If determinism is true, then our acts are the consequences of the laws of nature and events in the remote past. But it is not up to us what went on before we were born; and neither is it up to us what the laws of nature are. Therefore the consequences of these things (including our own acts) are not up to us.
Peter van Inwagen, An Essay on Free Will, Oxford: Clarendon Press, 1983, p. 16
Then he sets up The Consequence Argument:
There is nothing we can now do to change the past.
There is nothing we can now do to change the laws of nature.
There is nothing we can now do to change the past and the laws of nature.
If determinism is true, our present actions are necessary consequences of the past and the laws of nature.
Therefore, there is nothing we can now do to change the fact that our present actions occur.
In other words, we cannot now do otherwise than we actually do.
Indeed, I agree in principle with the logic, but I’ll reiterate that I feel that the entire determinism angle is a red herring. Next, Kane goes into a discussion about the Transfer of Powerlessness Principle.
In essence, TP ‘says in effect that if you are powerless to change something X, and something else Y is necessarily going to occur if X does, then you are also powerless to change Y.‘
As I don’t think it’s’ important to my ends and I agree with Kane’s critique of this tailing logic, if you are powerless to change something X, and something else Y is necessarily going to occur if X does, then you are also powerless to change Y.
Finally, he argues that there is a likely insurmountable semantic challenge that accepting one meaning of ‘can’ and ‘power’ (and some other terms) will determine [pun intended] if one is a compatibilist or not.
4. Ultimate Responsibility
Carrying over from the previous section, Kane reminds us that ‘as a result of this impasse, philosophical debates have multiplied about just what “can” and “power” (and related expressions, such as “could have done otherwise”) really mean‘. But he also concedes that ‘The problem is that focusing on “alternative possibilities” (or “forking paths” into the future) or the “power to do otherwise” alone, as the Consequence Argument does, is too thin a basis on which to rest the case for the incompatibility of free will and determinism.’
He sets up his position.
Free will seems to require that open alternatives or alternative possibilities [AP] lie before us – a garden of forking paths – and it is “up to us” which of these alternatives we choose.
Free will also seems to require that the sources or origins of our actions lie “in us” rather than in something else.
This second point he terms ultimate responsibility [UR].
‘The basic idea of UR is this: To be ultimately responsible for an action, an agent must be responsible for anything that is a sufficient cause or motive for the action’s occurring.‘
‘To be ultimately responsible for the choice, the agent must be at least in part responsible by virtue of choices or actions voluntarily performed in the past for having the character and motives he or she now has.‘
This is what I am waiting for him to resolve. A red flag that has me on alert is the term character. This is on my list of weasel words. He also cites Aristotle as a reference—also relative to character—, so that’s a double red flag in my book.
He returns to his post that free will ‘does require that we could have done otherwise with respect to some acts in our past life histories by which we formed our present characters. I call these earlier acts by which we formed our present characters “self-forming actions,” or SFAs‘.
My causa sui post already illustrates that Kane doesn’t actually answer the question of how the self forms the so-called self-forming actions. He just invents the term, appeals to idiomatic notions of self and declares victory. I recent post discussed the challenges with self.
In the sense that the enemy of my enemy is my friend, he name-drops Daniel Dennett and a story Dennett had cited involving Martin Luther initiation of the Protestant Reformation. Luther said, “Here I stand, I can do no other.”
Kane then argues that Dennett’s deterministic interpretation is incorrect, but given that Dennett is a compatibilist, he doesn’t care if Luther was free or determined in a deterministic universe.
So the ability to do otherwise (“could have done otherwise”) or AP, says Dennett, is not required for moral responsibility or free will.
In the end, we are back into a language game—a semantic pissing match.
Continuing with Luther, Kane concedes, ‘We can grant that Luther could have been responsible for this act, even though he could not have done otherwise then and there and even if his act was determined. But this would be so, if UR is required, only to the extent that Luther was responsible for his present motives and character by virtue of some earlier struggles and self-forming actions.‘
I’m still left wondering how and when Kane is going to prove this argument.
Kane provides more context by telling us that an agent requires sufficient cause of motive, but he never does define sufficient. He is also aware that a causal chain can lead us back to the dawn of time, so he’s devised an angle:
‘The only way to stop this regress is to suppose that some acts in our life histories must lack sufficient causes altogether.’
Perfect. Let’s see how this works.
Now he’s bringing in his SFAs and character. No thank you, please.
‘UR makes explicit something that is often hidden in free will debates, namely that free will – as opposed to mere freedom of action – is about the forming and shaping of character and motives which are the sources or origins of praiseworthy or blameworthy, virtuous or vicious, actions.’
This is where the psychobabble word salad comes in full force. It feels that Kane is employing circular reasoning and claiming that free will is necessary to shape the character necessary to have free will. Perhaps I am missing something.
‘If persons are responsible for the wicked (or noble, shameful, heroic, generous, treacherous, kind or cruel) acts that flow from their wills (characters and motives), they must at some point be responsible for forming the wills from which these acts flow
This ‘forming’ argument feels like a non-sequitur. Let’s keep going.
5. Ultimate Responsibility and Alternative Possibilities
‘When one argues about the incompatibility of free will and determinism from alternative possibilities or AP (as in the Consequence Argument), the focus is on notions of “necessity,” “possibility,” “power,” “ability,” “can,” and “could have done otherwise.” By contrast, the argument from UR focuses on a different set of concerns about the “sources,” “grounds,” “reasons,” and “explanations” of our wills, characters, and purposes. Where did our motives and purposes come from, who produced them, who is responsible for them?’
These are my questions as well. He provides his answers to his own question:
‘To understand the connection between AP and UR, alternative possibilities and ultimate responsibility, we must first note that having alternative possibilities for one’s action – though it may be necessary for free will – is not sufficient for free will, even if the alternative possibilities should also be un-determined. This can be shown by noting that there are examples in which agents may have alternative possibilities and their actions are undetermined, and yet the agents lack free will.’
I can’t wait.
Next, he witters on about God and determinism and leaves us with the conclusion that ‘persons in such a world lack free will‘. Whew! Good thing.
I haven’t really addressed the issue here, but the very concept of will doesn’t sit right with me. It feels a bit magical, but let’s just leave that here.
This assertion relies on volition, cause, and motive—volition and motive feeling pretty weaselly.
Around here, he conveys a story about an assassin that I feel totally misses the mark. Pun intended because in this story, the assassin intent on shooting the Prime Minister gets an involuntary twitch and kills the aide instead.
‘UR captures this additional requirement of being the ultimate source of one’s will that is lacking in this imagined world. For UR says that we must be responsible by virtue of our voluntary actions for anything that is a sufficient cause or a sufficient motive (or reason) for our acting as we do.’
Kane says that the will of the assassin is sufficient motive and reason. I disagree. I’ll circle back to this in a moment with a robot assassin analogy. Kane goes on to say ‘Anything else he might do (miss the prime minister, kill the aide) would be done only by accident or mistake, unintentionally or unwillingly‘.
This second part is particularly interesting to me. If his intent was to kill the Prime Minister and failed but killed the aide without intention, does this mean he’s not culpable?
Kane tells us that ‘we are interested in whether they could have acted in more than one way voluntarily, intentionally, and rationally, rather than only in one way voluntarily, intentionally, and rationally and in other ways merely by accident or mistake, unintentionally or irrationally.‘
Kane revisits UR: If (i) free will requires (ii) ultimate responsibility for our wills as well as for our actions, then it requires (iii) will-setting actions at some points in our lives; and will-setting actions require (iv) the plurality conditions, the ability to act in more than one way voluntarily, intentionally and rationally.
I’m feeling strongly that a person agreeing with this line of argumentation has to already agree with the underlying conditions. In fact, one cannot will oneself to believe in free will if one doesn’t and vice versa. I’m not inclined to agree.
Kane injects pangs of conscience into the equation. I’ll ignore it, as conscience in this context is wholly constructed. I understand that Kane wants to say that conscience is an impetus for free. I’ll disagree and level it at that.
‘If we are to be ultimately responsible for our own wills, some of our actions must be such that we could have done otherwise, because some of them must have been such that we could have done otherwise voluntarily, intentionally, and rationally.‘
We are still in agreement. Now what?
He closes with a dual regress of free will. We need to be ultimate sources of our actions and ultimate sources of our actions wills.
6. The Intelligibility Problem: Is Libertarian Free Will Possible?
‘Can we make sense of a free will that requires Ultimate Responsibility of the kind described in the previous section? Can we really be the ultimate designers of our own ends and purposes? There are many skeptics about free will who think not. They argue that being the ultimate source of one’s will and actions is an incoherent and impossible ideal…‘
Please. Are we there yet?
The “Intelligibility Problem” says that incompatibilist free will requires that ultimate responsibility is intelligible or possible and can be reconciled with modern scientific views of human beings.
Kane articulates how indeterminism and probability might affect free will and how, given the ‘exactly same past’, can possibly arrive at different outcomes on our forking paths. He provides an example. I’ll relate it, but mostly to critique his narrative.
Recalling the forking paths we have two scenarios. The premise is that, in the first scenario, John has to decide whether to travel to Hawaii or Colorado. Based on the state of his person, he chose Hawaii.
This can be illustrated about be following the green line from point T0 to T4b. At decision point T3a, John had to choose between Hawaii and Colorado. T4a represents his Hawaii preference.
Still looking at the same chart (above), under the second scenario, something ever so slightly changed and John could have chosen the top branch rather than the lower branch, thus choosing Colorado instead.
‘“If the past had been just a tiny bit different, then John might have sensibly and rationally chosen differently (chosen Colorado instead).” Determinists and compatibilists can say this.’
The problem (referring to the chart below) is that a different choice at T2, no matter how small or seemingly insignificant, would have put him on a different path, choosing T3b on the lower branch over T3a on the upper branch. Therefore, the T4b option stemming from the upper T3a branch is not the same T4c option on the lower branch. Instead of a choice of travelling to Hawaii or Colorado, the choice may have between chicken or steak for dinner.
Whilst it is conceivable that the Colorado versus Hawaii decision might still occur, the person at T3 is not the same person.
Kane reintroduces Kant’s noumenal self by name, but he quickly discounts it on the grounds of obscurantism or mystery or “panicky metaphysics”. He’s right in doing so.
As Kane also admits creating the external actors tend to render supporters of these notions as nutters. Besides, if the external actor is the agent, it’s no different than a god doing it.
Before we move to the next section, I want to return to the assassin. My argument is that anyone, including the assassin, is a product of their environment. Full stop. Therefore, one cannot be responsible for anything. To illustrate this, let’s replace the human assassin with a robot assassin. We want to be sure the robot doesn’t twitch and miss.
The robot gets into place and does the assassination task as designed without a hitch (or a twitch). Is the robot in any way responsible for its actions? Not many would argue that it was. It was a victim of its own circumstances. Here, one might argue that the robot has no conscience, and so has no ability to do otherwise. The robot has been programmed. Even if this robot could acquire new information, it could only interpret it relative to the information and processes it already had. The human is no different. The human cannot transcend itself to invoke a different outcome. And any new input would. by definition, be an external influence.
7. Indeterminism and Responsibility
Kane wants to set the stage, so he conveys that ‘The first step in this rethinking about the Intelligibility Problem is to note that indeterminism does not have to be involved in all acts done “of our own free wills” for which we are ultimately responsible … only those acts by which we made ourselves into the kinds of persons we are, namely the “will-setting” or “self-forming actions” (SFAs) that are required for ultimate responsibility.’
Kane believes that ‘believe these undetermined self-forming actions or SFAs occur at those difficult times of life when we are torn between competing visions of what we should do or become.’ Thus, he reintroduces character.
Next, he makes an assertion that I disagree with: ‘The uncertainty and inner tension we feel at such soul-searching moments of self-formation is thus reflected in the indeterminacy of our neural processes themselves.’ It should be obvious that I object to the notion of soul-searching from the start.
Kane advances another assertion: ‘Just as indeterminism need not undermine rationality and voluntariness of choices, so indeterminism in and of itself need not undermine control and responsibility.’ I suppose it may ‘need not’, but let’s see if it does.
Then he introduces an example from communications theory, suggesting that a person can willfully concentrate on the signal to overcome noise: ‘Whether you are going to succeed in solving the problem is uncertain and undetermined because of the distracting neural noise. Yet, if you concentrate and solve the problem nonetheless, we have reason to say you did it and are responsible for it, even though it was undetermined whether you would succeed. The indeterministic noise would have been an obstacle that you overcame by your effort’. My margin note reads ‘silly’. I’ll just leave it at that.
8. Parallel Processing
I’ll admit at the start, that this section was just an annoyance, adding little to Kane’s position. My commentary will be brief.
Kane brings in his SFAs and suggests that if we are at a decision point with two (or multiple) options, each option is processed on its own thread. Reflecting on a woman faced with a decision, he tells us that ‘the choice the woman might make either way will not be “inadvertent,” “accidental,” “capricious,” or “merely random” (as critics of indeterminism say) because the choice will be willed by the woman either way when it is made, and it will be done for reasons either way – reasons that she then and there endorses.‘
NB: Underlined words in the paragraph above represent Kane’s italicised words in the chapter text.
Here, Kane continues down a rabbit hole wintering on about SFAs. I’m not convinced. It’s getting late. I’m getting cranky. I’ll will myself to continue. [Yes, that’s a joke.]
9. Responsibility, Luck, and Chance
Kane now wants to remind us that although one might ‘still find it hard to shake the intuition that if choices are undetermined, they must happen merely by chance – and so must be “random,” “capricious,” “uncontrolled,” “irrational,” and all the other things usually charged‘, and that ‘such intuitions are deeply ingrained‘.
Fair enough. Also interesting is how ingrained the sense of self and soul is, but never mind that for now.
Kane continues to unwind the bias he notes. His punchline is this:
‘(Imagine the assassin’s lawyer arguing in the courtroom that his client is not guilty because his killing the prime minister was undetermined and might therefore have failed by chance. Would such a defense succeed?)’
The ‘law’ is not seeking this truth. it is seeking blame and will go to great lengths to do so. Law is about closure. This feels like a strawman on a non-sequitur. Nothing to see here. Let’s keep on.
Kane’s final blow is that if ‘they endorsed the outcomes as something they were trying and wanting to do all along, knowingly and purposefully, not by mistake or accident‘, then they are responsible.
This reminds me of something that may or may not have been uttered by the Dalai Lama explaining the mechanics or scoring system that karma operates by. There are effectively three dimensions of karma:
Intent
Action
Reaction
Intent is the desire to do something, whether to give a gift or assassinate a Prime Minister.
Action is the activity itself: giving a gift or killing a Prime Minister.
Reaction is your emotional response: giving a gift or killing a Prime Minister.
Exploring this, say a person gains or loses a karmic point for each good or bad thing and receives no point where an event did not happen.
Let’s start with the assassin.
If your intent is to kill someone, you lose a karma point. Sort of a thought crime, I guess. [-1]
If you do kill the Prime Minister, you’ve lost another point. [-1]
Now, if you feel good about your success in this case, you lose yet another point [-1], netting you with minus 3 [-3] all tolled. However, if you feel remorse, you gain a point [+1], netting you with a minus 2 [-2].
Let’s say you have no intent to kill the Prime Minister, yet you lose control of your vehicle and smash into them. S/he dies instantly.
You get no intent point—positive or negative. [0]
You lose a point for the action. Sorry, Charlie. [-1]
Now, if you feel remorse about this event, you gain another point [+1], netting you with zero [0] all tolled. However, if you didn’t really like the Prime Minister and start singing—even in your head—Ding, Dong, the witch is dead, you lose another point [-1], netting you with a minus 2 [-2].
Let’s try gift-giving.
If you want to give a gift, you gain a karma point. [+1]
If you don’t follow through, you lose a karma point [-1], leaving you with zero [0]. There is no cause for reaction, so you remain at zero.
Let’s up the game a bit and instead of just wanting to buy a gift, you promise to buy one.
If you promise to give a gift, you gain a karma point. [+1]
If you don’t follow through, you lose a point [-1], leaving you with zero [0].
If you feel good about the ensuing disappointment, you lose another point. [-1]
If you feel bad about it, you regain a karma point [+1], so you are ahead of the game. And this, boys and girls, is how you game karma. But karma is ahead of your sorry ass, and it takes back the point. And then it takes away a penalty point if you don’t feel sorry about being a jerk.
But I digress. What were we talking about? Oh yeah, I do not endorse Kane’s endorsement idea.
10. Choice, Agency, Efforts, and Causes: Further Objections Considered
‘If indeterminism is involved in a process (such as the woman’s deliberation) so that its outcome is undetermined, one might argue that the outcome must merely happen and therefore cannot be somebody’s choice. But there is no reason to assume such a claim is true‘, Kane relates. More subterfuge.
‘Self-forming choices are undetermined, but not uncaused‘, Kane says. Tell me more.
‘They are caused by the agent’s efforts.’ Them’s fighting words.
He continues, ‘Perhaps indeterminism does not undermine the idea that something is a choice simply, but rather that it is the agent’s choice. This objection raises important questions about agency. What makes the woman’s choice her own on the above account is that it results from her efforts and deliberation, which in turn are causally influenced by her reasons and her intentions (for example, her intention to resolve indecision in one way or another). And what makes these efforts, deliberation, reasons, and intentions hers is that they are embedded in a larger motivational system realized in her brain…
‘A choice is the agent’s when it is produced intentionally by efforts, by deliberation and by reasons that are part of this self-defining motivational system and when, in addition, the agent endorses the new intention or purpose created by the choice into that motivational system as a further purpose to guide future practical reasoning and action.’
My reaction is that this so-called agent is just an invention.
‘Since those causally relevant features of the agent, which can be counted among the causes of the woman’s choice, are her reasons or motives, her conscious awareness and her deliberative efforts, we can also say that she is the cause of the choice by virtue of making the efforts for the reasons and succeeding.’
Just no.
Next, Kane conveys a situation where a guy smashes a glass table and blames it on chance events, ending with this argument.
‘We tend to reason that if an outcome (breaking a table or making a choice) depends on whether certain neurons fire or not (in the arm or in the brain), then the agent must be able to make those neurons fire or not, if the agent is to be responsible for the outcome.’
Let’s see if he comes up from this rabbit hole in the next section.
11. Responsibility and Control: Three Assassins
Watch out. Kane is doubling down—nay, tripling down—on the assassins. His primary argument appeals to emotion and indoctrination—the social programming of the reader.
‘Is the assassin less guilty of killing the prime minister, if he did not have complete control over whether he would succeed because of the indeterminism in his neural processes?’
Robert Kane, Four views on Free Will
Kane recalls the dilemma that I discussed in my Citizen Kane post of a woman to continue to the office or to help someone being mugged, and asserts (without evidence) that this is volitional and ‘is coming from her own will‘.
‘There must be hindrances and obstacles to our choices and resistance in our own wills to be overcome, if we are to be capable of genuine self-formation and free will. Compare Evodius’s question to St Augustine (in Augustine’s classic work On the Free Choice of the Will).‘
This seems like plausible logic, I suppose. But it doesn’t follow from this definition that self-formation—genuine or otherwise—or free will exists.
I tuned out at the God talk.
12 Conclusion: Complexity and “Being an Author of One’s Own Story”
Finally. The last section of this chapter before I turn to John Martin Fischer’s chapter on Compatibilism.
Kane introduces the complexity of chaotic systems next.
‘Agents, according to this modern conception with ancient roots, are to be conceived as information-responsive complex dynamical systems. Complex dynamical systems are the subject of “dynamical systems theory” and also of what is sometimes popularly called “complexity theory.” They are systems (which are now known to be ubiquitous in nature) in which new emergent capacities arise as a result of greater complexity or as the result of movement away from thermodynamic equilibrium toward the edge of chaos.’
‘Only when creatures attain the kind of inner complexity capable of giving rise to conflicts in their wills, or motivational systems, between incommensurable values does the capacity for self-formation characteristic of free will arise.’
Supposing a reaction by critics, he asks himself, ‘Even if one granted that persons, such as the businesswoman, could make genuine self-forming choices that were undetermined, isn’t there something to the charge that such choices would be arbitrary?‘
His response is that we can’t really answer this question and tries to redirect the reader’s attention to the semantics of the word arbitrary. In the end, his final position is that this is the right approach because he can feel it in his bones.